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2001: a space odyssey FAQ additions


2001: a space odyssey is available on widescreen VHS (or a deluxe set with CD soundtrack), and DVD (1999 release, remastered 2001 release, or limited edition 2001 release) from Amazon.com. Need help?

Please note in the purchase links above that new releases of the restored BFI 2001 version are available on Amazon as of June 12, 2001.




Date: Mon, 19 Jan 1998 15:15:20 -0800
From: David Spalding 
To: Barry Krusch 
Subject: alt.movies.kubrick FAQ: 2001 suggestions

RE: http://www.krusch.com/kubrick/faq.html

Hi, Barry. 

I'm spending some time reading your FAQ, particularly the 2001
portion (is this the most current version?). It's great, has some
wonderful ideas throughout!

I'd like to offer some corrections and additions, based on my
studies of the film. If this is more appropriate to post to the
newsgroup for discussion, let me know. Thanks. 

____________

DAWN OF MAN 

"-- Existence of the bone guarantees that chimps must now divide
into separate, rival groups:"

     Actually there are already groups. They have a "fight" 
     over the water before the Monolith appears. 


"-- Is the chimp who touched the Monolith the same one who wielded the
   bone? "

     Yep. He's Moonwatcher. He may be the most advanced, too; he 
     walks semi-upright before the others (after killing the
     other leader). Remember also the parallel of his tentative
     touching of the monolith, mirrored by his counterpart, 
     Dr. Floyd.


"-- Stewardess returns Poole's pen ..."

     Oops. Dr. HEYWOOD FLOYD's pen. I've always loved the juxtaposition
     of the bone, nuclear satellites, Pan Am clipper and finally the
     pen as a direct tie between Moonwatcher and Floyd. What
     Moonwatcher did with a bone, Floyd (civilized, technologically
     advanced man of power) now does with a pen. ("The council has
     requested formal security oaths from anyone who has any knowledge
     of this event....") The cut takes us up, up higher, out, then
     back in, further in, and there's the doppelganger character,
     snoozing in a spacecraft. (BTW, his hand is outstretched, 
     further reinforcement, as if we didn't have enough, that
     he'd been using the pen for something, then "lost" it.)


"-- Banality of dialogue matches quality of food."

     The dialogue is anything but banal. Most lines have a direct
     purpose. The initial lines, at the least, indicate that 
     Floyd is one hell of a VIP. (As mentioned elsewhere, he's
     separate from the group, riding alone in the Clipper.)

     I've found that as the film progresses, the dialogue is
     rich in indications of what we may not see clearly in the
     plot. Seen silently, the film is rather cryptic -- why the
     heck is an astronaut killed by a machine? why does another
     have to make an emergency disconnection of the super-  
     computer? If Floyd's such an important person, travelling
     to Clavius "to be here with us today," why doesn't anyone
     other than a base administrator ask any questions?
     

"-- Hypothesis: World finally achieved cooperation..."

     I disagree. Floyd's confrontation and verbal jousting with
     [Leonard Rossiter] is anything but cooperative. He's gently
     interrogated on a classified matter, and Floyd cannily lies to
     him. Note also that when they all sit down at the lounge,
     [Rossiter] very sneakily slides his "drink" away from Floyd,
     while continuing to invite him to "join us in a drink." Floyd, of
     course, consistently declines ("I'm meeting someone for
     breakfast..."). The whole contest about "drinking" has continued
     for 4 million years!

     Of course, Floyd's pep talk on "absolute security in this
     matter" on Clavius doesn't have to mean that they're 
     protecting the public. The scientists and administrators
     on Clavius are involuntarily involved in keeping the secret 
     from the Russians.

     It's made very clear that the Russians (Soviets) and
     Americans have separate bases. ("One of our moonbuses 
     was denied an emergency landing...") This indicates a
     continuing era of detente, at best. ("Did the crew get 
     back all right?" Back where, Heywood? Back to "their 
     side" of the moon?)

     Drinking as a reference to man's first topic of conflict 
     continues throughout the film. On the Aries, the crew and 
     Floyd "sip" their meals. There's water jugs and glasses 
     all around the conference table at Clavius. And finally,
     Bowman makes a quite a fuss over his water in The Room At
     the End (RATE).

     Intriguing aside: in 2010, Clarke has the ETI focus on a
     frozen moon which, with a new sun nearby, would host new
     lifeforms.


"-- "You know, that was an excellent speech you gave us, Heywood...""

     I personally interpret that Floyd is being only a little less
     than dishonest with the Clavius personnel than with the Russians. 
     (Are they department heads?) He's passing on some gladhanding 
     from the Council, but also enforcing security issues (which 
     is sort of what Moonwatcher was doing with the pool of water). 
     He continues in this vein throughout the film. He evades the 
     one question he's asked, and then punctuates his "closing" 
     with a rather threatening demand for "formal security
     oaths" (whatever that could be). 

     His chuckling and smiling is about as strong an example
     of Kubrick's sarcastic irony as I've seen. THE SHINING
     has yet more. 

     There's Floyd's offer to include anyone's comments in his 
     formal report ("in private, if you like").... Come on.
     Considering all that Floyd says and does in this film,
     can we take him at his word? In fact, is there any 
     indication that he does anything for the Council OTHER 
     than administer security issues?


"-- Note: food is getting blander and blander, "

     There's also the rather unappetizing liquid meals on the
     Aries 1B. Cute pictures of what the liquid is supposed
     to be wouldn't entice me any more (pureed carrots, 
     anyone?). Also note that the head honcho on the 
     moonbus mentions that the sandwiches "all taste 
     the same, anyway." 


"-- Poole jogging: hamster in the exercise wheel."

     He's shadow-boxing. Fighting. His name is "Poole,"
     a play on the metaphor of the pool of water. He  rather 
     forcefully proposes the solution of  disconnecting HAL 
     (killing him) if the failure mode analysis indicates 
     the computer ("sixth crewmember") is screwing up. 


"-- HAL's view is, literally, "warped.""

     HAL's vision is a fish-eye lens. Literally, all-encompassing.
     I'm not sure I'd say it's warped. 


"-- HAL: "There can be no question about it.""

     Two possibilities. HAL has learned (or been corrupted) 
     to tell lies, and maintain secrets. Or HAL cannot handle the 
     idea of a mystery, as Moonwatcher, Floyd and Bowman try to.

     Note Floyd's reaction to the assessment that the second
     monolith was deliberately buried. He repeats the statement,
     and just chuckles incredulously, shaking his head.


"-- HAL knew what was on Jupiter."

     It's established that HAL is "one of the guys," just
     another crewmember; whether he even has feelings
     is open to debate. His core value is the faithful 
     processing of information, but Floyd (or other 
     authority) have also forced him to hide the true 
     meaning of their mission. When he baits Bowman with 
     the "odd rumors floating about," and Bowman catches him
     in the deception ("You're working up your crew psych 
     profiles, aren't you?"), HAL lies about some equipment
     malfunction. The conflict between HAL's instructed 
     behavior and his core value results in a homicidal 
     dementia. Something not unknown to the first "advanced"
     human entity we meet -- Moonwatcher. 

     Since it's been established (the BBC-12 program) that 
     HAL is designed to behave just like a human, and, gee
     whiz, he might actually have real feelings, his extreme
     actions to cover up the "big secret" of the Discovery's
     mission aren't inconsistent with other leaders in the 
     film. What IS inconsistent is that Bowman is alleged to
     be the Mission Commander ... yet HAL seems to be in 
     charge.

     Moonwatcher has become Floyd has become HAL. Bowman's 
     reaction to all this is the preamble to his final
     transformation into the Star Child. 

     I seem to recall that in the book, Clarke said that 
     observatories on earth could detect a floating monolith
     orbiting Jupiter (or was that 2010?). If so, perhaps 
     HAL also had this data to keep secret, aside from
     Floyd's pre-recorded briefing.

     Further topics for inquiry: the "conflict" between HAL
     and the "twin 9000" computer back home at earth. The
     continual curiosity (quest for secrets) demonstrated when
     HAL inquires about Bowman's drawings, and eavesdropping
     on Poole and Bowman's very melodramatic attempt at privacy.
     "H.A.L." was some kind of "self-programming" or learning
     design ... so HAL is perhaps a computer who inquires about 
     mysteries just as humans do.
     

"-- Careening pod: HAL throwing away the murder weapon."

     The floating weapon/tool metaphor reappears. The pod is 
     flying through space. And later, at Jupiter, the Stargate
     monolith is floating about, representing the unknown, and 
     what is now clearly established as a sort of "tool" for 
     the aliens. 

     Note also that Bowman uses a small tool to "punch out" 
     HAL's higher logic circuits. Kubrick could just as easily
     had him press buttons and flick switches. The use of a tool
     to "kill" HAL carries on the theme.

     o Moonwatcher: that darn bone.
     o Floyd: his pen. A portfolio (space station).
     o HAL: an EVA pod.
     o Bowman: a clipboard (first shot in centrifuge hub).
       A pen (charcoal?) for drawing. Test bench probe (AE-35).
       A small tool for working in HAL's logic center.
     

"-- Bowman has to let go of death for life. "

     Echoing an earlier note, Bowman has to separate himself from
     his fellow man (his second-in-command, really) in order to
     survive and continue on. Rather than just "parking" the body
     next to the air lock, he literally throws Poole away.

     Many metaphors can be derived from this action; who/what
     does Poole represent? and why would the artistically-inclined
     Bowman throw him away?


"-- 2001 "breaks" at the literal level here: HAL could have killed
   Bowman quickly by depressurizing Discovery; Bowman wouldn't have
   had time to put his suit on. "

     There's a spacesuit in the emergency airlock. That's why
     he's wearing a mismatched helmet when we dissolve to Bowman
     walking out of the airlock to HAL's logic center.

     Also: HAL is not thinking according to his programming. He
     malfunctions. So one can't expect him to commit the perfect 
     crime. It's new to him.

     NOTE: If this FAQ is related to HAL depressurizing the ship
     *before* Bowman leaves on his rescue effort ... never mind.
     Yes, HAL could've done that. But this a mythic story, not a 
     whodunnit in space. 


"-- HAL's brain: tiny monoliths (many, broken up, not unified). "

     And they're clear, not black and mysterious. 

     On color: many of the sets are white, even white backlit
     walls. The Discovery features for some black insets and 
     accomodations within the greater white decor, inside 
     (naturally) a white spacecraft which resembles a bone.

     Also intriguing: the Room At the End is decorated in a      
     similar motif, though the white walls contain furniture
     which matches the unappetizing green stuff which Bowman 
     had been eating. 


"-- That psychedelically colored, blinking, astounded eye of Bowman's, 
   so much in contrast to the eye of HAL . . ."

     Many, many of the images in 2001 are orbs, circular, perhaps
     echoing the "cycle" theme of the film: birth/death, discovery/
     secrecy, exploring/hiding (secluding). The planets are orbs,
     HAL's "eye" (his visual characteristic) is an orb (looks
     like Mars, actually, the god of war), the Discovery is an
     orb on the end of a bone-like apparatus, the pods are orbs,
     the living quarters are a circle within the globe, the 
     viewports on the pods are egg-shaped, the Aries was an orb,
     the space station was a circle.... And on and on. 

     (You can watch the film just to trace Kubrick's use of the
     circle as a symbol throughout the film.)

     In stark contrast, the monoliths are clearly inorganic, 
     made by an intelligence, and have nothing natural about
     them at all. They're an "anomaly" in the natural scheme
     of things, and in fact continually tamper with the 
     normal progression of events. "Its origin and purpose
     remain a total mystery."


** Separation from others. The will to go alone.

     As mentioned, the "leadership" characters in 2001 break off 
     from the group to advance a cause. Moonwatcher, clearly
     the leader of his tribe, is the first to touch the 
     monolith. Discovers the use of tools, while set apart
     from the others. The first to kill (implied). The first
     to start walking upright. The first to murder (setting
     an example that's immediately mimicked, almost comically,
     by others.) 

     Floyd rides the clipper alone. Is treated with obvious 
     deference by all other characters. Sits at the head of 
     the conference table. In all four shots while he's 
     addressing the briefing, the framing reinforces him as 
     set apart from the group. When they eat lunch on the
     moonbus, Floyd is subtly given the first pick of the 
     sandwiches, and first crack at the coffee thermos. 
     When the group approaches TMA-1, it appears that 
     Floyd looks (speaks?) to Bill, then Ralph, then leads 
     the way into the pit. Steps away from the astronauts to 
     touch the monolith by himself. 

     Poole and Bowman leave earth on a long, lonely trip. Are
     first shown by themselves, either exercising (boxing) or
     working. When they come together, they are silent. (Could
     there be unspoken dislike between the two, or are they
     conserving oxygen by limiting chit chat? I've always 
     wondered.) 

     Poole has left his folks behind on earth,... but keeps in 
     contact about trivial things like pay issues and what to 
     get friends for their ... marriage? anniversary? newborn?
     No such information is yielded about Bowman. For all we
     know, he's a bachelor orphan. He behaves shy and 
     introspective; in fact, he's the closest we get to a 
     self-conscious, introspective character in this film.

     Bowman is alone, with HAL, after Poole and the hibernating 
     survey scientists are killed. HAL rejects him. Bowman 
     discards Poole with obvious regret. He then "kills" 
     HAL, leaving himself alone. Finally, he "leaves" the safe 
     confines of Discovery ("home away from home") to investigate
     the Jupiter monolith. He "leaves" the pod to investigate the
     Room At the End (and loses the pod). He "leaves" his
     spacesuit. He loses his drinking water. Finally, about to 
     leave his body(?), he reaches out to the last monolith. 
     And is reborn as a Starchild. (It can be argued that he
     doesn't leave his body....) Finally ... he returns home, 
     completing the odyssey reference.

     Bowman's actions continually reinforce the theme of
     separation, leaving behind others. 


** Why does HAL sing "Bicycle Built For Two?"

     I understood that, at the time, the song was used for early 
     voice synthesis demonstrations, since it includes every note 
     in an octave. (I heard this decades ago, as a schoolboy.) I 
     recall a film of an early prototype, in which a "vocoder" sings 
     the song.

     [Found elsewhere on the World Wide Wiggly:

     "In 1961, this performance ["Daisy"] was generated 
     on an IBM 7094 computer at Bell Labs. The vocal was 
     programmed by John Kelly and Carol Lockbaum. The
     accompaniment was programmed by Max Mathews."]

     A daisy can also represent innocence. Thus, HAL is "crying" for his
     lost innocence; he was corrupted by Floyd's introduction of
     the secret, true mission of the Discovery, which leads to
     HAL's psychosis. As he's dying, he recalls his birth, his 
     programmer ("daddy") and a song which represents his loss.
     He regresses to childhood, while Bowman later PROgresses
     into a new Starchild.

     The lyrics are wonderfully fitting:

     "Daisy, Daisy, give me your answer true 
     I'm half crazy over the love of you 
     It won't be a stylish marriage 
     I can't afford a carriage 
     But you look sweet, upon the seat 
     Of a bicycle built for two"

     In light of HAL's actions on the Discovery, the song's 
     foreshadowing is creepy.


____________


I wrote an article a while back that explores my ideas of how
2001 may've influenced the subsequent development of ambient, or
"space" music. I'd be flattered if you listed the URL in your
FAQ, or wished to paraphrase any sections; with proper reference
and attribution, of course. In the past year, it's become rather
popular (lots of "hits").

     http://www.korova.com/kmr95/kmr5025.htm

Yours,


David Spalding
http://www.korova.com/whois/david/


See also:

2001: an ambient legacy -- How the masterpiece film may have spawned the evolution of ambient, or "space," music.

2001: Part II -- Stanley Kubrick's parable of man versus his own supercomputer comes true in 1996/1997.

Zero Gravity Toilet instructions from the Aries spacecraft.



Last revision: 19 January 1998


© Copyright 1998 D.B. Spalding/Korova Multimedia. All rights reserved.



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